技术
- 网络安全和隐私 - 身份认证管理
- 网络安全和隐私 - 安全合规
适用行业
- 国家安全与国防
- 零售
适用功能
- 质量保证
用例
- 租赁金融自动化
- 现场人员安全管理
服务
- 系统集成
- 培训
关于客户
本案的客户是从事国际贸易的企业,因此受到制裁。这些企业需要确保他们不会无意中与政府制裁的实体或个人开展业务。他们需要遵守制裁名单,以避免高昂的罚款和声誉受损。这些企业可能在不同的领域运营,并且可能具有不同的规模。他们可能正在应对不同类型的制裁,包括禁运、贸易限制和金融制裁。这些企业需要制定有效的制裁筛查流程,以确保遵守制裁并避免潜在的处罚和罚款。
挑战
制裁是政府和国际机构用来保护安全利益和国际法免受侵略行为或对国际和平与安全的威胁的经济压力。实施这些制裁的原因有多种,包括反洗钱、金融犯罪、侵犯人权、恐怖主义、入侵和大规模杀伤性武器扩散。制裁会对企业产生重大影响,尤其是那些严重依赖国际贸易的企业。它们可能会扰乱供应链,并使与某些国家开展业务变得困难或不可能。随着世界许多地区地缘政治风险的增加,制裁变得越来越普遍。企业有责任进行制裁筛查并确保其合规性,选择不这样做可能会付出高昂的代价。例如,法国最大的银行法国巴黎银行因违反美国对伊朗、苏丹和古巴的制裁而被罚款90亿美元。遵守制裁名单至关重要,因为它有助于确保企业和法律实体不会无意中与受政府制裁的实体或个人开展业务。
解决方案
Exiger 的 ScreenIQ 提供制裁筛查和不良媒体监控技术,事实证明,该技术可以让全球风险管理和合规团队的工作变得更加轻松。实施有效的制裁筛查流程可以帮助您的组织避免与制裁发生冲突并面临严厉的处罚。此过程包括确定高风险操作、确定数据组织的优先级、确定相关数据元素的优先级、设置筛查间隔以及检查是否符合相关制裁清单。用于存储和访问数据的组织良好的筛选系统将使筛选与制裁名单的潜在匹配项变得更加轻松。当您开发筛选流程并确定筛选要求时,确定相关数据元素的优先级至关重要。这将帮助您关注最有可能与受制裁个人和实体相关的信息,并确保您的流程尽可能高效。筛选间隔应基于各种因素,包括筛选的制裁类型、涉及的国家或地区以及与交易相关的风险水平。根据这些列表检查合规性可能是一个复杂且耗时的过程,因此拥有强大的系统和员工入职培训来有效地做到这一点至关重要。
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